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Financial Adviser Exam Preparation IQ

Delivered through three interactive, on-demand modules, the course covers all prescribed exam topics: Financial Advice Regulatory and Legal Obligations, Applied Ethics, and Professional Reasoning and Financial Advice Construction, plus additional practice questions and answers.

Preparing for the Financial Adviser Exam requires more than just memorising legislation, it demands a deep understanding of how to apply complex regulatory, ethical, and strategic advice principles in real-world scenarios.

Each module is packed with exam-style embedded quiz questions to test and refine your knowledge and includes worked Q&As that explain not just the correct answers, but the reasoning behind them—helping you build confidence and critical thinking skills.

You’ll explore key legislation such as the Corporations Act, AML/CTF Act, Privacy Act, and TASA, while also learning to navigate ethical dilemmas, client communication, behavioural finance and financial advice construction concepts. The course ensures you’re equipped to identify breaches, apply legal frameworks, and deliver advice that meets both compliance and client needs.

With 24/7 access for three months, the course is fully online and compatible with most devices, allowing you to study anytime, anywhere. It’s pragmatic, detailed, and supported by reference materials to deepen your understanding. Whether you're starting your preparation or looking to sharpen your skills, Knowledge Shop IQ offers a structured, expert-led solution to help you succeed in the Financial Adviser Exam.

Total 6.75 CPD Hours

What we cover

The Financial Adviser Exam Prep IQ walks you through all of the required exam topics (because you never really know what the exam will test).

Explained through case studies and examples
Exam style multiple choice quiz questions throughout
Supported by detailed notes and workbook for further study

Conrad Gilbert

Professionalism & Governance Specialist, Knowledge Shop

Conrad has over 35 years of experience in financial services. He works with professionals to navigate the practical impact of change on their practices and clients.

In addition to his work with Knowledge Shop, Conrad is currently completing a PhD at Griffith University. He holds an MBA and a Postgraduate Diploma in Business Administration from the University of Qld, a Postgraduate Diploma in Research Studies, and a Bachelor of Commerce from Griffith University.