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1.3.2 Financial Services Exam - Financial Advice Construction

Financial services exam Prep - IQ Financial Advice Construction

This module is only available as a package of four courses covering the exam criteria. The financial advice construction module is part 2.

Register here

Reference notes and worked Q&As included.

Total 1.75 CPD Hours

What we cover

Key steps in the advice process
When are you giving advice?
Fee disclosure and renewal requirements
Identifying and aligning advice to different consumer groups
Understanding the environment in which financial product advice is sought and given for new and existing clients
Key documentation requirements

Conrad Gilbert

Professionalism & Governance Specialist, Knowledge Shop

Conrad works with the profession to navigate the practical impact of change on advisers, their practices, and their clients. He has over 30 years’ experience in the Financial Services Industry, working across insurance and financial planning. Before joining Knowledge Shop, he held senior executive roles with national financial planning networks.

In addition to his work with Knowledge Shop, Conrad is currently completing a PhD in Finance and Financial Planning at Griffith University. He holds an MBA from the University of Qld, a Bachelor of Commerce from Griffith University and a Diploma of Financial Planning from Deakin University.